Brief Fact Summary. An individual’s conviction for the conversion of union funds was dismissed after a post-trial motion. The government sought to reinstate the indictment, but the district court ruled double jeopardy barred such action.
Synopsis of Rule of Law. “[T]he constitutional protection against Government appeals attaches only where there is a danger of subjecting the defendant to a second trial for the same offense.”
Issue. Whether the principles of double jeopardy are applicable?
Held. “Although the form and breadth of the [double jeopardy] prohibition varied widely, the underlying premise was generally that a defendant should not be twice tried or punished for the same offense.” However, “[i]n the course of the debates over the Bill of Rights, there was no suggestion that the Double Jeopardy Clause imposed any general ban on appeals by the prosecution.” “Nor does the common-law background of the Clause suggest an implied prohibition against state appeals.” Further, “[t]he development of the Double Jeopardy Clause from its common-law origins thus suggests that it was directed at the threat of multiple prosecutions, not at Government appeals, at least where those appeals would not require a new trial.”
In [North Carolina v. Pearce], the Supreme Court observed there are three protections that stem from the double jeopardy clause: “[i]t protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.”
“By contrast, where there is no threat of either multiple punishment or successive prosecutions, the Double Jeopardy Clause is not offended.” Moreover, “various situations where appellate review would not subject the defendant to a second trial, this Court has held that an order favoring the defendant could constitutionally be appealed by the Government.”
“Although review of any ruling of law discharging a defendant obviously enhances the likelihood of conviction and subjects him to continuing expense and anxiety, a defendant has no legitimate claim to benefit from an error of law when that error could be corrected without subjecting him to a second trial before a second trier of fact.”
The court “conclude[d] that when a judge rules in favor of the defendant after a verdict of guilty has been entered by the trier of fact, the Government may appeal from that ruling without running afoul of the Double Jeopardy Clause.”
Discussion. In applying the rule to the facts, here, the court observed: “[t]he jury entered a verdict of guilty against [the Respondent]. The ruling in his favor on the [Marion] motion could be acted on by the Court of Appeals or indeed this Court without subjecting him to a second trial at the Government’s behest. If he prevails on appeal, the matter will become final, and the Government will not be permitted to bring a second prosecution against him for the same offense. If he loses, the case must go back to the District Court for disposition of his remaining motions.”